Retirement Plans

At DSL Financial Services, we assist in reducing the fiduciary risks and complexities associated with managing your company retirement plan, while promoting participant education to instill long-term financial wellness for your participants.

Plan Sponsor Services: 

  • Review current 401(k) plan design and documentation process

  • Assist in preparation and review of Investment Policy Statement

  • Review and benchmark investment fund line-up 

  • Assist in reviewing all fees and expenses to your plan

  • Provide 3(21) and 3(38) Investment Fiduciary Services

  • Provide quarterly monitoring and documentation for fund line up

  • Provide ongoing education to participants

  • Provide annual 401(k) plan benchmarking

  • Conduct Semi-Annual or Annual Trustee meetings

Have a Question?

Thank you!

We are unable to accept investment, distribution, or account change instructions via email.  Please call the office at 845-454-4110 for these requests.